| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 134,023 | 1,604,000 | 45.26% | ||
| 2 | Advisors Asset Management, Inc. | 73,854 | 884,000 | 24.94% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 55,377 | 663,000 | 18.71% | ||
| 4 | MORGAN STANLEY | 11,500 | 138,000 | 3.89% | ||
| 5 | WELLS FARGO & COMPANY/MN | 8,692 | 104,000 | 2.93% | ||
| 6 | UBS Group AG | 6,582 | 79,000 | 2.23% | ||
| 7 | NEXT Financial Group, Inc | 3,881 | 46,000 | 1.30% | ||
| 8 | CWM, LLC | 1,000 | 12,000 | 0.34% | ||
| 9 | CITIGROUP INC | 895 | 11,000 | 0.31% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 300 | 3,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
