| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 130,376 | 1,655,000 | 34.80% | ||
| 2 | Advisors Asset Management, Inc. | 108,537 | 1,377,000 | 28.95% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 57,650 | 732,000 | 15.39% | ||
| 4 | LPL Financial LLC | 17,600 | 225,000 | 4.73% | ||
| 5 | Karpus Management, Inc. | 15,370 | 195,000 | 4.10% | ||
| 6 | MORGAN STANLEY | 11,500 | 146,000 | 3.07% | ||
| 7 | PEAPACK GLADSTONE FINANCIAL CORP | 10,000 | 126,900 | 2.67% | ||
| 8 | WELLS FARGO & COMPANY/MN | 8,692 | 110,000 | 2.31% | ||
| 9 | UBS Group AG | 6,700 | 85,000 | 1.79% | ||
| 10 | NEXT Financial Group, Inc | 3,881 | 49,000 | 1.03% | ||
| 11 | ROYAL BANK OF CANADA | 1,954 | 25,000 | 0.53% | ||
| 12 | CWM, LLC | 1,000 | 13,000 | 0.27% | ||
| 13 | CITIGROUP INC | 895 | 11,000 | 0.23% | ||
| 14 | IFP ADVISORS, INC | 254 | 3,000 | 0.06% | ||
| 15 | Tower Research Capital LLC (TRC) | 260 | 3,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
