| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 133,039 | 1,634,000 | 36.50% | ||
| 2 | Advisors Asset Management, Inc. | 81,335 | 1,000,000 | 22.34% | ||
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 46,829 | 575,000 | 12.84% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 46,293 | 568,000 | 12.69% | ||
| 5 | LPL Financial LLC | 12,102 | 149,000 | 3.33% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 10,048 | 124,000 | 2.77% | ||
| 7 | MORGAN STANLEY | 9,025 | 111,000 | 2.48% | ||
| 8 | UBS Group AG | 8,387 | 103,000 | 2.30% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 7,900 | 97,000 | 2.17% | ||
| 10 | WELLS FARGO & COMPANY/MN | 4,812 | 59,000 | 1.32% | ||
| 11 | NEXT Financial Group, Inc | 2,913 | 36,000 | 0.80% | ||
| 12 | CITIGROUP INC | 895 | 11,000 | 0.25% | ||
| 13 | Catalyst Capital Advisors LLC | 800 | 10,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
