| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 123,683 | 1,436,000 | 37.96% | ||
| 2 | Advisors Asset Management, Inc. | 86,489 | 1,004,000 | 26.54% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 54,166 | 629,000 | 16.63% | ||
| 4 | LPL Financial LLC | 12,102 | 141,000 | 3.73% | ||
| 5 | MORGAN STANLEY | 11,500 | 134,000 | 3.54% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 10,048 | 116,000 | 3.07% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 8,378 | 97,000 | 2.56% | ||
| 8 | WELLS FARGO & COMPANY/MN | 7,392 | 86,000 | 2.27% | ||
| 9 | UBS Group AG | 7,199 | 83,000 | 2.19% | ||
| 10 | NEXT Financial Group, Inc | 3,881 | 45,000 | 1.19% | ||
| 11 | CITIGROUP INC | 1,077 | 12,000 | 0.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
