| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 136,640 | 1,806,000 | 36.99% | ||
| 2 | Advisors Asset Management, Inc. | 103,550 | 1,369,000 | 28.04% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 53,367 | 710,000 | 14.54% | ||
| 4 | LPL Financial LLC | 17,600 | 236,000 | 4.83% | ||
| 5 | Karpus Management, Inc. | 15,370 | 205,000 | 4.20% | ||
| 6 | MORGAN STANLEY | 11,500 | 153,000 | 3.13% | ||
| 7 | WELLS FARGO & COMPANY/MN | 9,792 | 130,000 | 2.66% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 5,803 | 77,000 | 1.58% | ||
| 9 | UBS Group AG | 5,493 | 73,000 | 1.49% | ||
| 10 | NEXT Financial Group, Inc | 3,881 | 51,000 | 1.04% | ||
| 11 | ROYAL BANK OF CANADA | 2,741 | 36,000 | 0.74% | ||
| 12 | CITIGROUP INC | 1,189 | 16,000 | 0.33% | ||
| 13 | CWM, LLC | 1,000 | 13,000 | 0.27% | ||
| 14 | Tower Research Capital LLC (TRC) | 600 | 8,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
