| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Ground Swell Capital, LLC | 486 | 6,000 | 0.15% | ||
| 2 | NEXT Financial Group, Inc | 1,518 | 19,000 | 0.47% | ||
| 3 | CITIGROUP INC | 2,186 | 27,000 | 0.66% | ||
| 4 | UBS AG | 5,290 | 65,000 | 1.59% | ||
| 5 | WELLS FARGO & COMPANY/MN | 5,461 | 67,000 | 1.64% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 7,900 | 97,000 | 2.38% | ||
| 7 | MORGAN STANLEY | 8,500 | 105,000 | 2.57% | ||
| 8 | PNC FINANCIAL SERVICES GROUP, INC. | 10,048 | 124,000 | 3.04% | ||
| 9 | LPL Financial LLC | 12,102 | 149,000 | 3.65% | ||
| 10 | WOLVERINE ASSET MANAGEMENT LLC | 33,593 | 412,000 | 10.10% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 39,030 | 479,000 | 11.75% | ||
| 12 | Advisors Asset Management, Inc. | 74,282 | 911,000 | 22.34% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 131,866 | 1,617,000 | 39.65% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
