| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 895 | 11,000 | 0.27% | ||
| 2 | NEXT Financial Group, Inc | 2,913 | 36,000 | 0.87% | ||
| 3 | WELLS FARGO & COMPANY/MN | 4,812 | 60,000 | 1.45% | ||
| 4 | UBS Group AG | 5,069 | 63,000 | 1.53% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 10,048 | 124,000 | 3.01% | ||
| 6 | MORGAN STANLEY | 11,500 | 143,000 | 3.47% | ||
| 7 | LPL Financial LLC | 12,102 | 151,000 | 3.66% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 29,695 | 369,000 | 8.95% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 47,272 | 588,000 | 14.25% | ||
| 10 | Advisors Asset Management, Inc. | 80,785 | 1,005,000 | 24.36% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 126,661 | 1,575,000 | 38.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
