| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 151,936 | 2,165,000 | 38.85% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 143,860 | 2,050,000 | 36.79% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 52,844 | 753,000 | 13.51% | ||
| 4 | MORGAN STANLEY | 18,507 | 264,000 | 4.74% | ||
| 5 | WELLS FARGO & COMPANY/MN | 9,792 | 140,000 | 2.51% | ||
| 6 | NEXT Financial Group, Inc | 3,881 | 55,000 | 0.99% | ||
| 7 | UBS Group AG | 3,840 | 55,000 | 0.99% | ||
| 8 | ROYAL BANK OF CANADA | 2,741 | 39,000 | 0.70% | ||
| 9 | CITIGROUP INC | 1,045 | 15,000 | 0.27% | ||
| 10 | M&R CAPITAL MANAGEMENT INC | 1,000 | 14,000 | 0.25% | ||
| 11 | CWM, LLC | 1,000 | 14,000 | 0.25% | ||
| 12 | Tower Research Capital LLC (TRC) | 553 | 8,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
