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FIRST TR EXCHANGE TRADED FD CH
FIRST TR EXCHANGE TRADED FD CH. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 28 Institutional holders with a total value of $174,049,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,281,591 103,961,000 59.73%
2 CREDIT AGRICOLE S A 760,705 39,177,000 22.51%
3 MORGAN STANLEY 311,727 9,875,000 5.67%
4 WELLS FARGO & COMPANY/MN 274,544 8,698,000 5.00%
5 STIFEL FINANCIAL CORP 59,376 1,879,000 1.08%
6 BANK OF AMERICA CORP /DE/ 51,529 1,632,000 0.94%
7 Shamrock Asset Management LLC 38,887 1,232,000 0.71%
8 BANK HAPOALIM BM 26,530 840,000 0.48%
9 SG Americas Securities, LLC 23,986 760,000 0.44%
10 Janney Montgomery Scott LLC 23,916 758,000 0.44%
11 LPL Financial LLC 20,135 641,000 0.37%
12 AMERIPRISE FINANCIAL INC 17,726 562,000 0.32%
13 ROYAL BANK OF CANADA 16,803 532,000 0.31%
14 RAYMOND JAMES & ASSOCIATES 15,545 492,000 0.28%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 15,501 491,000 0.28%
16 CITADEL ADVISORS LLC 13,292 421,000 0.24%
17 Raymond James Financial Services Advisors, Inc. 13,072 414,000 0.24%
18 Horizon Investments, LLC 11,271 357,000 0.21%
19 FOUNDERS FINANCIAL SECURITIES LLC 11,273 357,000 0.21%
20 HL FINANCIAL SERVICES LLC 7,740 245,000 0.14%
21 WealthTrust Fairport, LLC 7,125 226,000 0.13%
22 FLOW TRADERS U.S. LLC 6,938 220,000 0.13%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,970 219,000 0.13%
24 CITIGROUP INC 1,065 34,000 0.02%
25 WFG Advisors, LP 337 11,000 0.01%
26 PNC FINANCIAL SERVICES GROUP, INC. 321 10,000 0.01%
27 Gradient Investments LLC 158 5,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.