| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,252,155 | 24,458,000 | 28.14% | ||
| 2 | GAMCO INVESTORS, INC. ET AL | 1,482,713 | 16,102,000 | 18.53% | ||
| 3 | Glacier Peak Capital LLC | 818,432 | 8,888,000 | 10.23% | ||
| 4 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 658,472 | 7,151,000 | 8.23% | ||
| 5 | MORGAN STANLEY | 623,793 | 6,774,000 | 7.79% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 399,493 | 4,339,000 | 4.99% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 234,784 | 2,550,000 | 2.93% | ||
| 8 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 144,045 | 1,564,000 | 1.80% | ||
| 9 | SUMMIT CAPITAL MANAGEMENT LLC | 141,278 | 1,534,000 | 1.77% | ||
| 10 | DEUTSCHE BANK AG\ | 135,500 | 1,471,000 | 1.69% | ||
| 11 | Ancora Advisors LLC | 125,405 | 1,362,000 | 1.57% | ||
| 12 | 1607 Capital Partners, LLC | 116,758 | 1,268,000 | 1.46% | ||
| 13 | DOLIVER ADVISORS, LP | 109,986 | 1,194,000 | 1.37% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 98,482 | 1,070,000 | 1.23% | ||
| 15 | TFS CAPITAL LLC | 94,735 | 1,029,000 | 1.18% | ||
| 16 | CSS LLC/IL | 77,224 | 839,000 | 0.97% | ||
| 17 | SENTINEL TRUST CO LBA | 52,470 | 570,000 | 0.66% | ||
| 18 | MSI Financial Services Inc | 46,545 | 505,000 | 0.58% | ||
| 19 | WELLS FARGO & COMPANY/MN | 41,198 | 447,000 | 0.51% | ||
| 20 | CREDIT SUISSE AG/ | 40,914 | 444,000 | 0.51% | ||
| 21 | LPL Financial LLC | 40,266 | 437,000 | 0.50% | ||
| 22 | BNP PARIBAS FINANCIAL MARKETS | 40,000 | 434,400 | 0.50% | ||
| 23 | CORNERSTONE ADVISORS INC | 34,778 | 378,000 | 0.43% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 34,781 | 378,000 | 0.43% | ||
| 25 | Relative Value Partners, LLC | 27,485 | 298,000 | 0.34% | ||
| 26 | InterOcean Capital, LLC | 25,125 | 273,000 | 0.31% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 19,547 | 212,000 | 0.24% | ||
| 28 | WEDBUSH SECURITIES INC | 15,495 | 168,000 | 0.19% | ||
| 29 | UBS AG | 14,533 | 157,000 | 0.18% | ||
| 30 | Bulldog Investors, LLP | 12,579 | 137,000 | 0.16% | ||
| 31 | Virtu KCG Holdings LLC | 11,792 | 128,000 | 0.15% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 9,961 | 108,000 | 0.12% | ||
| 33 | Jolley Asset Management, LLC | 9,120 | 99,000 | 0.11% | ||
| 34 | WFG Advisors, LP | 5,500 | 60,000 | 0.07% | ||
| 35 | ROYAL BANK OF CANADA | 2,679 | 29,000 | 0.03% | ||
| 36 | TRUST CO OF VERMONT | 1,550 | 17,000 | 0.02% | ||
| 37 | SIGNATUREFD, LLC | 1,492 | 16,000 | 0.02% | ||
| 38 | Clarkston Capital Partners, LLC | 1,000 | 10,860 | 0.01% | ||
| 39 | CITIGROUP INC | 850 | 9,000 | 0.01% | ||
| 40 | D.A. DAVIDSON & CO. | 200 | 2,000 | 0.00% | ||
| 41 | Cordasco Financial Network | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
