| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,257,880 | 23,798,000 | 26.50% | ||
| 2 | GAMCO INVESTORS, INC. ET AL | 1,497,691 | 15,801,000 | 17.60% | ||
| 3 | Glacier Peak Capital LLC | 840,157 | 8,860,000 | 9.87% | ||
| 4 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 666,296 | 7,026,000 | 7.82% | ||
| 5 | MORGAN STANLEY | 611,809 | 6,452,000 | 7.19% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 369,510 | 3,896,000 | 4.34% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 287,415 | 3,031,000 | 3.38% | ||
| 8 | Ancora Advisors LLC | 183,945 | 1,940,000 | 2.16% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 174,415 | 1,839,000 | 2.05% | ||
| 10 | SUMMIT CAPITAL MANAGEMENT LLC | 158,138 | 1,668,000 | 1.86% | ||
| 11 | 1607 Capital Partners, LLC | 157,752 | 1,664,000 | 1.85% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 157,450 | 1,660,000 | 1.85% | ||
| 13 | BNP PARIBAS FINANCIAL MARKETS | 141,748 | 1,494,024 | 1.66% | ||
| 14 | DEUTSCHE BANK AG\ | 134,800 | 1,421,000 | 1.58% | ||
| 15 | DOLIVER ADVISORS, LP | 126,492 | 1,334,000 | 1.49% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 120,615 | 1,272,000 | 1.42% | ||
| 17 | CORNERSTONE ADVISORS INC | 103,963 | 1,096,000 | 1.22% | ||
| 18 | CSS LLC/IL | 78,399 | 827,000 | 0.92% | ||
| 19 | Bulldog Investors, LLP | 63,251 | 667,000 | 0.74% | ||
| 20 | SENTINEL TRUST CO LBA | 52,470 | 553,000 | 0.62% | ||
| 21 | MSI Financial Services Inc | 45,062 | 475,000 | 0.53% | ||
| 22 | WELLS FARGO & COMPANY/MN | 42,952 | 453,000 | 0.50% | ||
| 23 | CREDIT SUISSE AG/ | 35,914 | 379,000 | 0.42% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 35,419 | 373,000 | 0.42% | ||
| 25 | Relative Value Partners, LLC | 27,485 | 290,000 | 0.32% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 20,935 | 220,000 | 0.24% | ||
| 27 | InterOcean Capital, LLC | 20,425 | 215,000 | 0.24% | ||
| 28 | LPL Financial LLC | 19,421 | 203,000 | 0.23% | ||
| 29 | WEDBUSH SECURITIES INC | 18,161 | 192,000 | 0.21% | ||
| 30 | Round Table Services, LLC | 14,000 | 148,000 | 0.16% | ||
| 31 | UBS AG | 11,870 | 125,000 | 0.14% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 9,961 | 105,000 | 0.12% | ||
| 33 | Jolley Asset Management, LLC | 9,120 | 96,000 | 0.11% | ||
| 34 | WFG Advisors, LP | 5,500 | 58,000 | 0.06% | ||
| 35 | Barrett Asset Management, LLC | 4,795 | 51,000 | 0.06% | ||
| 36 | Gramercy Funds Management LLC | 3,500 | 37,000 | 0.04% | ||
| 37 | ROYAL BANK OF CANADA | 2,679 | 28,000 | 0.03% | ||
| 38 | CITIGROUP INC | 1,562 | 17,000 | 0.02% | ||
| 39 | SIGNATUREFD, LLC | 1,492 | 16,000 | 0.02% | ||
| 40 | TRUST CO OF VERMONT | 1,550 | 16,000 | 0.02% | ||
| 41 | D.A. DAVIDSON & CO. | 200 | 2,000 | 0.00% | ||
| 42 | Cordasco Financial Network | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
