| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,276,030 | 22,350,000 | 27.02% | ||
| 2 | GAMCO INVESTORS, INC. ET AL | 1,595,018 | 15,631,000 | 18.90% | ||
| 3 | Glacier Peak Capital LLC | 776,857 | 7,613,000 | 9.21% | ||
| 4 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 543,977 | 5,331,000 | 6.45% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 386,464 | 3,787,000 | 4.58% | ||
| 6 | CORNERSTONE ADVISORS INC | 296,130 | 2,908,000 | 3.52% | ||
| 7 | Advisors Asset Management, Inc. | 267,962 | 2,631,000 | 3.18% | ||
| 8 | MORGAN STANLEY | 251,779 | 2,468,000 | 2.98% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 242,717 | 2,379,000 | 2.88% | ||
| 10 | 1607 Capital Partners, LLC | 228,667 | 2,241,000 | 2.71% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 225,320 | 2,208,000 | 2.67% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 204,355 | 2,003,000 | 2.42% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 182,981 | 1,796,000 | 2.17% | ||
| 14 | Ancora Advisors LLC | 157,150 | 1,540,000 | 1.86% | ||
| 15 | DEUTSCHE BANK AG\ | 132,400 | 1,297,000 | 1.57% | ||
| 16 | BNP PARIBAS FINANCIAL MARKETS | 102,248 | 1,004,075 | 1.21% | ||
| 17 | SUMMIT CAPITAL MANAGEMENT LLC | 85,138 | 834,000 | 1.01% | ||
| 18 | CSS LLC/IL | 82,013 | 804,000 | 0.97% | ||
| 19 | Bulldog Investors, LLP | 65,202 | 639,000 | 0.77% | ||
| 20 | CUE ADVISORY SERVICES, INC. | 41,880 | 410,000 | 0.50% | ||
| 21 | WELLS FARGO & COMPANY/MN | 39,748 | 389,000 | 0.47% | ||
| 22 | MSI Financial Services Inc | 35,903 | 352,000 | 0.43% | ||
| 23 | Round Table Services, LLC | 34,300 | 336,000 | 0.41% | ||
| 24 | WEDBUSH SECURITIES INC | 33,950 | 333,000 | 0.40% | ||
| 25 | CREDIT SUISSE AG/ | 25,914 | 254,000 | 0.31% | ||
| 26 | RELATIVE VALUE PARTNERS GROUP, LLC | 24,765 | 243,000 | 0.29% | ||
| 27 | DOLIVER ADVISORS, LP | 17,423 | 171,000 | 0.21% | ||
| 28 | InterOcean Capital, LLC | 14,450 | 142,000 | 0.17% | ||
| 29 | UBS Group AG | 12,344 | 121,000 | 0.15% | ||
| 30 | LPL Financial LLC | 10,264 | 101,000 | 0.12% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 9,961 | 98,000 | 0.12% | ||
| 32 | Jolley Asset Management, LLC | 8,520 | 83,000 | 0.10% | ||
| 33 | ROYAL BANK OF CANADA | 4,442 | 44,000 | 0.05% | ||
| 34 | WFG Advisors, LP | 4,000 | 39,000 | 0.05% | ||
| 35 | Gramercy Funds Management LLC | 3,900 | 38,000 | 0.05% | ||
| 36 | Focused Wealth Management, Inc | 2,910 | 29,000 | 0.04% | ||
| 37 | SIGNATUREFD, LLC | 1,492 | 15,000 | 0.02% | ||
| 38 | TRUST CO OF VERMONT | 1,550 | 15,000 | 0.02% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 1,458 | 14,000 | 0.02% | ||
| 40 | CITIGROUP INC | 918 | 9,000 | 0.01% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 315 | 3,000 | 0.00% | ||
| 42 | Cordasco Financial Network | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
