| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,298,146 | 23,418,000 | 27.41% | ||
| 2 | GAMCO INVESTORS, INC. ET AL | 1,571,682 | 16,015,000 | 18.74% | ||
| 3 | Glacier Peak Capital LLC | 764,124 | 7,786,000 | 9.11% | ||
| 4 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 513,848 | 5,236,000 | 6.13% | ||
| 5 | MORGAN STANLEY | 406,399 | 4,141,000 | 4.85% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 379,489 | 3,867,000 | 4.53% | ||
| 7 | CORNERSTONE ADVISORS INC | 296,130 | 3,018,000 | 3.53% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 246,974 | 2,517,000 | 2.95% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 244,247 | 2,489,000 | 2.91% | ||
| 10 | 1607 Capital Partners, LLC | 231,919 | 2,363,000 | 2.77% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 220,523 | 2,247,000 | 2.63% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 210,154 | 2,143,000 | 2.51% | ||
| 13 | Ancora Advisors LLC | 204,925 | 2,088,000 | 2.44% | ||
| 14 | DEUTSCHE BANK AG\ | 134,300 | 1,368,000 | 1.60% | ||
| 15 | SUMMIT CAPITAL MANAGEMENT LLC | 99,657 | 1,016,000 | 1.19% | ||
| 16 | CSS LLC/IL | 82,013 | 836,000 | 0.98% | ||
| 17 | Bulldog Investors, LLP | 63,251 | 645,000 | 0.75% | ||
| 18 | DOLIVER ADVISORS, LP | 59,143 | 603,000 | 0.71% | ||
| 19 | CUE ADVISORY SERVICES, INC. | 56,705 | 578,000 | 0.68% | ||
| 20 | SENTINEL TRUST CO LBA | 45,529 | 464,000 | 0.54% | ||
| 21 | WELLS FARGO & COMPANY/MN | 38,670 | 394,000 | 0.46% | ||
| 22 | MSI Financial Services Inc | 35,610 | 363,000 | 0.42% | ||
| 23 | Round Table Services, LLC | 34,300 | 350,000 | 0.41% | ||
| 24 | WEDBUSH SECURITIES INC | 32,403 | 330,000 | 0.39% | ||
| 25 | CREDIT SUISSE AG/ | 25,914 | 264,000 | 0.31% | ||
| 26 | RELATIVE VALUE PARTNERS GROUP, LLC | 24,765 | 252,000 | 0.29% | ||
| 27 | InterOcean Capital, LLC | 14,450 | 147,000 | 0.17% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 9,961 | 102,000 | 0.12% | ||
| 29 | Jolley Asset Management, LLC | 8,520 | 87,000 | 0.10% | ||
| 30 | Gramercy Funds Management LLC | 7,789 | 79,000 | 0.09% | ||
| 31 | UBS Group AG | 5,871 | 60,000 | 0.07% | ||
| 32 | ROYAL BANK OF CANADA | 4,442 | 45,000 | 0.05% | ||
| 33 | WFG Advisors, LP | 4,000 | 41,000 | 0.05% | ||
| 34 | Focused Wealth Management, Inc | 2,910 | 30,000 | 0.04% | ||
| 35 | TRUST CO OF VERMONT | 1,550 | 16,000 | 0.02% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 1,452 | 15,000 | 0.02% | ||
| 37 | SIGNATUREFD, LLC | 1,492 | 15,000 | 0.02% | ||
| 38 | CITIGROUP INC | 1,232 | 13,000 | 0.02% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 315 | 3,000 | 0.00% | ||
| 40 | S. MUOIO & CO. LLC | 164 | 1,000 | 0.00% | ||
| 41 | Cordasco Financial Network | 28 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
