| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 28 | 0 | 0.00% | ||
| 2 | TD Capital Management LLC | 524 | 5,000 | 0.01% | ||
| 3 | SIGNATUREFD, LLC | 1,492 | 15,000 | 0.02% | ||
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 1,479 | 15,000 | 0.02% | ||
| 5 | TRUST CO OF VERMONT | 1,550 | 15,000 | 0.02% | ||
| 6 | IFP ADVISORS, INC | 1,869 | 19,000 | 0.02% | ||
| 7 | WFG Advisors, LP | 4,000 | 40,000 | 0.04% | ||
| 8 | ENVESTNET ASSET MANAGEMENT INC | 4,272 | 42,000 | 0.05% | ||
| 9 | UBS Group AG | 4,529 | 45,000 | 0.05% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 5,961 | 59,000 | 0.06% | ||
| 11 | ROYAL BANK OF CANADA | 6,667 | 66,000 | 0.07% | ||
| 12 | Jolley Asset Management, LLC | 6,820 | 68,000 | 0.07% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,284 | 72,000 | 0.08% | ||
| 14 | InterOcean Capital, LLC | 13,450 | 134,000 | 0.15% | ||
| 15 | LPL Financial LLC | 15,419 | 153,000 | 0.17% | ||
| 16 | TFS CAPITAL LLC | 18,903 | 188,000 | 0.21% | ||
| 17 | CUE ADVISORY SERVICES, INC. | 25,170 | 250,000 | 0.28% | ||
| 18 | DOLIVER ADVISORS, LP | 25,293 | 251,000 | 0.28% | ||
| 19 | RELATIVE VALUE PARTNERS GROUP, LLC | 27,485 | 273,000 | 0.30% | ||
| 20 | MSI Financial Services Inc | 32,035 | 318,000 | 0.35% | ||
| 21 | Round Table Services, LLC | 34,300 | 341,000 | 0.38% | ||
| 22 | SENTINEL TRUST CO LBA | 34,671 | 344,000 | 0.38% | ||
| 23 | STIFEL FINANCIAL CORP | 38,472 | 383,000 | 0.42% | ||
| 24 | CITIGROUP INC | 39,028 | 387,000 | 0.43% | ||
| 25 | WELLS FARGO & COMPANY/MN | 45,158 | 448,000 | 0.49% | ||
| 26 | Bulldog Investors, LLP | 53,898 | 535,000 | 0.59% | ||
| 27 | WEDBUSH SECURITIES INC | 55,343 | 550,000 | 0.61% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 56,524 | 562,000 | 0.62% | ||
| 29 | OPERA TRADING CAPITAL | 58,921 | 585,000 | 0.64% | ||
| 30 | CSS LLC/IL | 87,354 | 867,000 | 0.95% | ||
| 31 | Horizon Kinetics LLC | 104,811 | 1,041,000 | 1.15% | ||
| 32 | DEUTSCHE BANK AG\ | 108,500 | 1,077,000 | 1.19% | ||
| 33 | 1607 Capital Partners, LLC | 169,607 | 1,684,000 | 1.85% | ||
| 34 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 181,513 | 1,802,000 | 1.98% | ||
| 35 | MORGAN STANLEY | 183,848 | 1,825,000 | 2.01% | ||
| 36 | Ancora Advisors LLC | 195,141 | 1,938,000 | 2.13% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 257,207 | 2,554,000 | 2.81% | ||
| 38 | BANK OF AMERICA CORP /DE/ | 262,879 | 2,610,000 | 2.87% | ||
| 39 | CORNERSTONE ADVISORS INC | 265,518 | 2,637,000 | 2.90% | ||
| 40 | GAMCO INVESTORS, INC. ET AL | 276,019 | 2,741,000 | 3.02% | ||
| 41 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 386,464 | 3,838,000 | 4.22% | ||
| 42 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 399,632 | 3,968,000 | 4.37% | ||
| 43 | DESCHUTES PORTFOLIO STRATEGY, LLC | 447,200 | 4,441,000 | 4.89% | ||
| 44 | Glacier Peak Capital LLC | 812,243 | 8,066,000 | 8.88% | ||
| 45 | Advisors Asset Management, Inc. | 1,073,549 | 10,660,000 | 11.73% | ||
| 46 | GABELLI & Co INVESTMENT ADVISERS, INC. | 1,395,750 | 13,860,000 | 15.25% | ||
| 47 | LAZARD ASSET MANAGEMENT LLC | 1,922,448 | 19,089,000 | 21.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
