| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 132 | 1,000 | 0.00% | ||
| 2 | IFP ADVISORS, INC | 1,250 | 12,000 | 0.01% | ||
| 3 | PNC FINANCIAL SERVICES GROUP, INC. | 1,479 | 15,000 | 0.02% | ||
| 4 | TRUST CO OF VERMONT | 1,550 | 15,000 | 0.02% | ||
| 5 | WFG Advisors, LP | 1,500 | 15,000 | 0.02% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 49,000 | 0.05% | ||
| 7 | Jolley Asset Management, LLC | 5,385 | 53,000 | 0.06% | ||
| 8 | UBS Group AG | 6,509 | 64,000 | 0.07% | ||
| 9 | CUE ADVISORY SERVICES, INC. | 12,535 | 123,000 | 0.14% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,314 | 131,000 | 0.15% | ||
| 11 | LPL Financial LLC | 13,604 | 134,000 | 0.15% | ||
| 12 | MML INVESTORS SERVICES, INC. | 16,684 | 164,000 | 0.18% | ||
| 13 | ROYAL BANK OF CANADA | 16,756 | 165,000 | 0.18% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 17,800 | 175,000 | 0.20% | ||
| 15 | TFS CAPITAL LLC | 21,687 | 213,000 | 0.24% | ||
| 16 | Bulldog Investors, LLP | 26,554 | 261,000 | 0.29% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 27,485 | 271,000 | 0.30% | ||
| 18 | Marquette Asset Management, LLC | 32,803 | 323,000 | 0.36% | ||
| 19 | DOLIVER ADVISORS, LP | 41,343 | 407,000 | 0.45% | ||
| 20 | WEDBUSH SECURITIES INC | 43,819 | 431,000 | 0.48% | ||
| 21 | CITIGROUP INC | 49,190 | 485,000 | 0.54% | ||
| 22 | WELLS FARGO & COMPANY/MN | 49,911 | 491,000 | 0.55% | ||
| 23 | 1607 Capital Partners, LLC | 63,409 | 624,000 | 0.70% | ||
| 24 | GUGGENHEIM CAPITAL LLC | 76,528 | 754,000 | 0.84% | ||
| 25 | SENTINEL TRUST CO LBA | 81,063 | 798,000 | 0.89% | ||
| 26 | CSS LLC/IL | 91,669 | 902,000 | 1.01% | ||
| 27 | ZAZOVE ASSOCIATES LLC | 110,269 | 1,085,000 | 1.21% | ||
| 28 | MORGAN STANLEY | 134,852 | 1,327,000 | 1.48% | ||
| 29 | Ancora Advisors LLC | 169,020 | 1,663,000 | 1.86% | ||
| 30 | BANK OF AMERICA CORP /DE/ | 268,853 | 2,645,000 | 2.95% | ||
| 31 | GAMCO INVESTORS, INC. ET AL | 288,473 | 2,839,000 | 3.17% | ||
| 32 | Horizon Kinetics LLC | 293,056 | 2,884,000 | 3.22% | ||
| 33 | CORNERSTONE ADVISORS INC | 324,506 | 3,196,000 | 3.57% | ||
| 34 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 353,776 | 3,481,000 | 3.89% | ||
| 35 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 385,272 | 3,791,000 | 4.23% | ||
| 36 | DESCHUTES PORTFOLIO STRATEGY, LLC | 569,100 | 5,600,000 | 6.25% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 694,582 | 6,835,000 | 7.63% | ||
| 38 | Glacier Peak Capital LLC | 953,313 | 9,381,000 | 10.47% | ||
| 39 | Advisors Asset Management, Inc. | 1,024,497 | 10,091,000 | 11.27% | ||
| 40 | LAZARD ASSET MANAGEMENT LLC | 1,347,281 | 13,270,000 | 14.81% | ||
| 41 | GABELLI & Co INVESTMENT ADVISERS, INC. | 1,464,369 | 14,409,000 | 16.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
