| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,463,950 | 25,280,000 | 22.71% | ||
| 2 | GABELLI & Co INVESTMENT ADVISERS, INC. | 1,486,993 | 15,257,000 | 13.70% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,347,281 | 13,823,000 | 12.42% | ||
| 4 | Glacier Peak Capital LLC | 854,273 | 8,765,000 | 7.87% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 842,329 | 8,642,000 | 7.76% | ||
| 6 | Advisors Asset Management, Inc. | 740,784 | 7,600,000 | 6.83% | ||
| 7 | DESCHUTES PORTFOLIO STRATEGY, LLC | 372,644 | 3,823,000 | 3.43% | ||
| 8 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 371,255 | 3,809,000 | 3.42% | ||
| 9 | Horizon Kinetics LLC | 307,527 | 3,155,000 | 2.83% | ||
| 10 | GAMCO INVESTORS, INC. ET AL | 291,624 | 2,992,000 | 2.69% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 272,794 | 2,799,000 | 2.51% | ||
| 12 | MORGAN STANLEY | 239,922 | 2,462,000 | 2.21% | ||
| 13 | CORNERSTONE ADVISORS INC | 236,927 | 2,431,000 | 2.18% | ||
| 14 | Ancora Advisors LLC | 169,020 | 1,734,000 | 1.56% | ||
| 15 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 135,242 | 1,388,000 | 1.25% | ||
| 16 | ZAZOVE ASSOCIATES LLC | 110,269 | 1,131,000 | 1.02% | ||
| 17 | Ionic Capital Management LLC | 92,997 | 954,000 | 0.86% | ||
| 18 | CSS LLC/IL | 91,669 | 941,000 | 0.85% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 84,021 | 862,000 | 0.77% | ||
| 20 | WEDBUSH SECURITIES INC | 48,629 | 499,000 | 0.45% | ||
| 21 | WELLS FARGO & COMPANY/MN | 44,375 | 455,000 | 0.41% | ||
| 22 | DOLIVER ADVISORS, LP | 38,943 | 400,000 | 0.36% | ||
| 23 | Marquette Asset Management, LLC | 35,912 | 368,000 | 0.33% | ||
| 24 | OPERA TRADING CAPITAL | 27,740 | 285,000 | 0.26% | ||
| 25 | Bulldog Investors, LLP | 26,554 | 272,000 | 0.24% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,473 | 200,000 | 0.18% | ||
| 27 | ROYAL BANK OF CANADA | 17,199 | 176,000 | 0.16% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 17,100 | 175,000 | 0.16% | ||
| 29 | TFS CAPITAL LLC | 16,097 | 165,000 | 0.15% | ||
| 30 | MML INVESTORS SERVICES, INC. | 14,705 | 151,000 | 0.14% | ||
| 31 | BlackRock Finance, Inc. | 8,043 | 83,000 | 0.07% | ||
| 32 | UBS Group AG | 6,726 | 69,000 | 0.06% | ||
| 33 | Jolley Asset Management, LLC | 5,385 | 55,000 | 0.05% | ||
| 34 | Thomas J. Herzfeld Advisors, Inc. | 5,000 | 51,000 | 0.05% | ||
| 35 | TRUST CO OF VERMONT | 1,550 | 16,000 | 0.01% | ||
| 36 | WFG Advisors, LP | 1,500 | 15,000 | 0.01% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 1,479 | 15,000 | 0.01% | ||
| 38 | IFP ADVISORS, INC | 1,250 | 13,000 | 0.01% | ||
| 39 | BRONFMAN E.L. ROTHSCHILD, L.P. | 1,208 | 12,000 | 0.01% | PRN | |
| 40 | BDO WEALTH ADVISORS, LLC | 203 | 2,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
