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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 11 Institutional holders with a total value of $9,062,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 90,409 2,456,000 27.10%
2 ROYAL BANK OF CANADA 67,298 1,828,000 20.17%
3 Cambridge Investment Research Advisors, Inc. 48,926 1,329,000 14.67%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,507 1,046,000 11.54%
5 Cetera Advisor Networks LLC 29,187 788,000 8.70%
6 LPL Financial LLC 25,079 681,000 7.51%
7 JANE STREET GROUP, LLC 18,050 490,000 5.41%
8 BANK OF AMERICA CORP /DE/ 7,302 198,000 2.18%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,077 192,000 2.12%
10 UBS AG 1,700 46,000 0.51%
11 AMERIPRISE FINANCIAL INC 300 8,000 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.