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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 38 Institutional holders with a total value of $78,322,761.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 865,873 25,023,000 31.95%
2 AVIANCE CAPITAL MANAGEMENT, LLC 554,650 16,029,000 20.47%
3 Janney Capital Management LLC 194,682 5,626,000 7.18% SH
4 RAYMOND JAMES & ASSOCIATES 169,871 4,909,000 6.27%
5 BANK OF AMERICA CORP /DE/ 145,667 4,210,000 5.38%
6 WELLS FARGO & COMPANY/MN 126,514 3,656,000 4.67%
7 BB&T SECURITIES, LLC 10,400 3,005,000 3.84%
8 LPL Financial LLC 84,599 2,445,000 3.12%
9 Virtu Financial LLC 74,445 2,151,000 2.75%
10 Baker Avenue Asset Management, LP 62,203 1,798,000 2.30%
11 SG Americas Securities, LLC 55,758 1,611,000 2.06%
12 SIGNET FINANCIAL MANAGEMENT, LLC 50,444 1,458,000 1.86%
13 Genesis Wealth Advisors, LLC 27,110 782,394 1.00%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,581 739,000 0.94%
15 UBS Group AG 25,396 734,000 0.94%
16 Placemark Investments, Inc. 20,198 583,000 0.74%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,950 490,000 0.63%
18 AMERIPRISE FINANCIAL INC 16,165 475,000 0.61%
19 AMERICAN INTERNATIONAL GROUP, INC. 15,421 445,673 0.57%
20 ROYAL BANK OF CANADA 14,402 417,000 0.53%
21 Cambridge Investment Research Advisors, Inc. 14,298 413,000 0.53%
22 CAPTRUST FINANCIAL ADVISORS 12,045 348,000 0.44%
23 JANE STREET GROUP, LLC 10,295 298,000 0.38%
24 Cypress Capital Group 7,300 211,000 0.27%
25 NEXT Financial Group, Inc 4,483 130,000 0.17%
26 Westend Capital Management, LLC 3,000 87,000 0.11%
27 NATIONAL PLANNING CORP 2,627 75,684 0.10%
28 WFG Advisors, LP 2,139 62,000 0.08%
29 Simplicity Solutions, LLC 900 26,010 0.03%
30 JFS WEALTH ADVISORS, LLC 862 25,000 0.03%
31 Regal Investment Advisors LLC 542 16,000 0.02%
32 DEUTSCHE BANK AG\ 500 14,000 0.02%
33 US BANCORP \DE\ 400 12,000 0.02%
34 Creative Planning 322 9,000 0.01%
35 ENVESTNET ASSET MANAGEMENT INC 141 4,000 0.01%
36 PNC FINANCIAL SERVICES GROUP, INC. 97 3,000 0.00%
37 FIFTH THIRD BANCORP 78 2,000 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.