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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 17 Institutional holders with a total value of $15,273,160.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 113,417 3,346,000 21.91%
2 JANE STREET GROUP, LLC 86,162 2,542,000 16.64%
3 ROYAL BANK OF CANADA 58,674 1,731,000 11.33%
4 BANK OF AMERICA CORP /DE/ 56,843 1,677,000 10.98%
5 Cambridge Investment Research Advisors, Inc. 52,933 1,562,000 10.23%
6 LPL Financial LLC 45,481 1,342,000 8.79%
7 Cetera Advisor Networks LLC 31,776 937,000 6.13% PRN
8 RAYMOND JAMES & ASSOCIATES 27,171 802,000 5.25%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,650 580,000 3.80%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,359 247,000 1.62%
11 Virtu Financial LLC 7,417 219,000 1.43%
12 NEXT Financial Group, Inc 3,565 102,000 0.67%
13 AMERICAN INTERNATIONAL GROUP, INC. 2,480 73,160 0.48%
14 Apriem Advisors 1,200 35,000 0.23%
15 UBS AG 1,200 35,000 0.23%
16 WFG Advisors, LP 1,167 34,000 0.22%
17 AMERIPRISE FINANCIAL INC 300 9,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.