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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 36 Institutional holders with a total value of $69,684,621.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 646,987 18,336,000 26.31%
2 AVIANCE CAPITAL MANAGEMENT, LLC 474,483 13,447,000 19.30%
3 Janney Capital Management LLC 195,352 5,536,000 7.94%
4 CWH Capital Management, Inc. 159,519 4,521,000 6.49%
5 WELLS FARGO & COMPANY/MN 159,073 4,508,000 6.47%
6 LPL Financial LLC 88,367 2,498,000 3.58%
7 ROYAL BANK OF CANADA 73,392 2,080,000 2.98%
8 SCOTIA CAPITAL INC. 72,113 2,044,000 2.93%
9 Cetera Advisor Networks LLC 71,358 2,020,000 2.90%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,093 1,986,000 2.85%
11 BANK OF AMERICA CORP /DE/ 63,193 1,791,000 2.57%
12 SIGNET FINANCIAL MANAGEMENT, LLC 46,900 1,329,000 1.91%
13 Cambridge Investment Research Advisors, Inc. 46,395 1,315,000 1.89%
14 SG Americas Securities, LLC 43,783 1,241,000 1.78%
15 UBS Group AG 34,943 990,000 1.42%
16 Lebenthal Holdings,LLC 30,935 877,000 1.26%
17 GOLDMAN SACHS GROUP INC 30,429 862,000 1.24%
18 Baker Avenue Asset Management, LP 27,369 776,000 1.11%
19 Commonwealth Equity Services, Inc 23,661 671,000 0.96%
20 ENVESTNET ASSET MANAGEMENT INC 21,178 600,000 0.86%
21 AMERICAN INTERNATIONAL GROUP, INC. 20,371 577,323 0.83%
22 CAPTRUST FINANCIAL ADVISORS 12,045 341,354 0.49%
23 Genesis Wealth Advisors, LLC 10,610 299,944 0.43%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,788 277,000 0.40%
25 STIFEL FINANCIAL CORP 9,176 260,000 0.37%
26 Cypress Capital Group 7,300 207,000 0.30%
27 NEXT Financial Group, Inc 4,483 127,000 0.18%
28 WFG Advisors, LP 2,498 71,000 0.10%
29 JFS WEALTH ADVISORS, LLC 862 24,000 0.03%
30 Regal Investment Advisors LLC 728 21,000 0.03%
31 US FINANCIAL ADVISORS, LLC 600 17,000 0.02%
32 US BANCORP \DE\ 400 11,000 0.02%
33 GUPTA WEALTH MANAGEMENT LLC 308 9,000 0.01%
34 Creative Planning 297 8,000 0.01%
35 WASHINGTON TRUST BANK 200 6,000 0.01%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.