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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 39 Institutional holders with a total value of $55,006,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,029,579 25,616,000 46.57%
2 MORGAN STANLEY 220,606 5,489,000 9.98%
3 UBS Group AG 190,834 4,748,000 8.63%
4 GOLDMAN SACHS GROUP INC 98,538 2,452,000 4.46%
5 LPL Financial LLC 100,697 2,448,000 4.45%
6 CWH Capital Management, Inc. 96,125 2,392,000 4.35%
7 BANK OF AMERICA CORP /DE/ 52,948 1,317,000 2.39%
8 Cetera Advisor Networks LLC 45,026 1,117,000 2.03%
9 INVESTMENT CENTERS OF AMERICA INC 39,470 981,000 1.78%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,412 933,000 1.70%
11 WELLS FARGO & COMPANY/MN 35,022 872,000 1.59%
12 JPMORGAN CHASE & CO 32,108 801,000 1.46%
13 AMERICAN INTERNATIONAL GROUP, INC. 25,635 637,000 1.16%
14 Virtu KCG Holdings LLC 25,047 623,000 1.13%
15 Cambridge Investment Research Advisors, Inc. 23,850 593,000 1.08%
16 RAYMOND JAMES & ASSOCIATES 19,383 482,000 0.88%
17 FIFTH THIRD BANCORP 17,500 435,000 0.79%
18 ENVESTNET ASSET MANAGEMENT INC 17,131 426,000 0.77%
19 HighTower Advisors, LLC 14,274 355,000 0.65%
20 STIFEL FINANCIAL CORP 13,584 338,000 0.61%
21 Canal Capital Management, LLC 11,109 276,000 0.50%
22 Greenwich Wealth Management LLC 10,200 254,000 0.46%
23 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,000 249,000 0.45%
24 GENEOS WEALTH MANAGEMENT INC. 9,820 242,000 0.44%
25 Commonwealth Equity Services, Inc 9,357 233,000 0.42%
26 NEXT Financial Group, Inc 5,608 139,000 0.25%
27 ROYAL BANK OF CANADA 4,690 117,000 0.21%
28 CAPTRUST FINANCIAL ADVISORS 3,410 85,000 0.15%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,130 78,000 0.14%
30 EDMOND DE ROTHSCHILD HOLDING S.A. 2,000 50,000 0.09%
31 WFG Advisors, LP 2,021 50,000 0.09%
32 EDMOND DE ROTHSCHILD (SUISSE) S.A. 2,000 50,000 0.09%
33 MSI Financial Services Inc 1,878 47,000 0.09%
34 Carroll Financial Associates, Inc. 1,073 26,000 0.05%
35 CWM, LLC 880 22,000 0.04%
36 IFP ADVISORS, INC 557 14,000 0.03%
37 OLD SECOND NATIONAL BANK OF AURORA 385 10,000 0.02%
38 KRILOGY FINANCIAL LLC 350 9,000 0.02%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.