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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 39 Institutional holders with a total value of $70,111,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,159,870 27,767,000 39.60%
2 MORGAN STANLEY 341,837 8,184,000 11.67%
3 Janney Capital Management LLC 174,271 4,172,000 5.95%
4 UBS Group AG 166,683 3,990,000 5.69%
5 CWH Capital Management, Inc. 129,300 3,095,000 4.41%
6 LPL Financial LLC 116,322 2,796,000 3.99%
7 GOLDMAN SACHS GROUP INC 98,738 2,364,000 3.37%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,783 2,102,000 3.00%
9 BANK OF AMERICA CORP /DE/ 85,361 2,044,000 2.92%
10 CITADEL ADVISORS LLC 82,075 1,965,000 2.80%
11 SCOTIA CAPITAL INC. 74,613 1,795,000 2.56%
12 Virtu Financial LLC 55,120 1,320,000 1.88%
13 Cetera Advisor Networks LLC 46,804 1,116,000 1.59%
14 JANE STREET GROUP, LLC 42,241 1,011,000 1.44%
15 WELLS FARGO & COMPANY/MN 39,874 955,000 1.36%
16 JPMORGAN CHASE & CO 33,117 793,000 1.13%
17 INVESTMENT CENTERS OF AMERICA INC 35,363 778,000 1.11%
18 AMERICAN INTERNATIONAL GROUP, INC. 25,962 622,000 0.89%
19 ROYAL BANK OF CANADA 22,664 543,000 0.77%
20 Virtu KCG Holdings LLC 20,220 484,000 0.69%
21 ENVESTNET ASSET MANAGEMENT INC 18,862 452,000 0.64%
22 FIFTH THIRD BANCORP 17,500 419,000 0.60%
23 STIFEL FINANCIAL CORP 12,051 289,000 0.41%
24 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,000 239,000 0.34%
25 Commonwealth Equity Services, Inc 8,853 212,000 0.30%
26 NEXT Financial Group, Inc 5,608 134,000 0.19%
27 MSI Financial Services Inc 3,846 92,000 0.13%
28 CAPTRUST FINANCIAL ADVISORS 3,410 82,000 0.12%
29 WFG Advisors, LP 2,459 59,000 0.08%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,279 55,000 0.08%
31 EDMOND DE ROTHSCHILD HOLDING S.A. 1,500 36,000 0.05%
32 EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,500 36,000 0.05%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,412 33,000 0.05%
34 Carroll Financial Associates, Inc. 1,073 25,000 0.04%
35 Crosspoint Capital Strategies, LLC 542 16,000 0.02%
36 US FINANCIAL ADVISORS, LLC 601 14,000 0.02%
37 IFP ADVISORS, INC 556 13,000 0.02%
38 OLD SECOND NATIONAL BANK OF AURORA 385 9,000 0.01%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.