Dark
Light
System
Security
GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $67,803,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 GUPTA WEALTH MANAGEMENT LLC 154 4,000 0.01%
3 WASHINGTON TRUST BANK 340 8,000 0.01%
4 Regal Investment Advisors LLC 449 10,000 0.01%
5 Carroll Financial Associates, Inc. 1,073 27,000 0.04%
6 PNC FINANCIAL SERVICES GROUP, INC. 1,248 30,000 0.04%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,712 42,000 0.06%
8 WFG Advisors, LP 2,628 63,000 0.09%
9 CAPTRUST FINANCIAL ADVISORS 3,410 82,000 0.12%
10 MSI Financial Services Inc 3,500 84,000 0.12%
11 NEXT Financial Group, Inc 4,483 107,000 0.16%
12 ROYAL BANK OF CANADA 9,139 219,000 0.32%
13 IFC Holdings Incorporated/FL 9,391 231,000 0.34%
14 CITADEL ADVISORS LLC 9,899 238,000 0.35%
15 Virtu KCG Holdings LLC 9,911 238,000 0.35%
16 SIGNET FINANCIAL MANAGEMENT, LLC 10,004 241,000 0.36%
17 STIFEL FINANCIAL CORP 13,518 325,000 0.48%
18 FIFTH THIRD BANCORP 17,500 421,000 0.62%
19 ENVESTNET ASSET MANAGEMENT INC 19,978 481,000 0.71%
20 AMERICAN INTERNATIONAL GROUP, INC. 23,244 559,000 0.82%
21 WELLS FARGO & COMPANY/MN 29,134 701,000 1.03%
22 INVESTMENT CENTERS OF AMERICA INC 30,914 741,000 1.09%
23 JPMORGAN CHASE & CO 37,568 903,000 1.33%
24 Cetera Advisor Networks LLC 45,674 1,096,000 1.62%
25 LPL Financial LLC 58,359 1,441,000 2.13%
26 BANK OF AMERICA CORP /DE/ 62,634 1,507,000 2.22%
27 UBS Group AG 69,422 1,670,000 2.46%
28 SCOTIA CAPITAL INC. 74,613 1,795,000 2.65%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,073 1,830,000 2.70%
30 Virtu Financial LLC 81,526 1,962,000 2.89%
31 GOLDMAN SACHS GROUP INC 98,938 2,380,000 3.51%
32 CWH Capital Management, Inc. 128,200 3,084,000 4.55%
33 Janney Capital Management LLC 190,731 4,589,000 6.77%
34 MORGAN STANLEY 558,285 13,432,000 19.81%
35 QS Investors, LLC 1,133,080 27,262,000 40.21%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.