Dark
Light
System
Security
GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 44 Institutional holders with a total value of $86,835,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
3 IFP ADVISORS, INC 429 11,000 0.01%
4 Carroll Financial Associates, Inc. 1,073 26,000 0.03%
5 EDMOND DE ROTHSCHILD HOLDING S.A. 2,000 50,000 0.06%
6 EDMOND DE ROTHSCHILD (SUISSE) S.A. 2,000 50,000 0.06%
7 WFG Advisors, LP 2,042 51,000 0.06%
8 Concert Wealth Management Inc. 2,289 56,000 0.06%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,053 76,000 0.09%
10 SALEM INVESTMENT COUNSELORS INC 468 116,000 0.13%
11 ROYAL BANK OF CANADA 5,867 146,000 0.17%
12 MSI Financial Services Inc 7,476 186,000 0.21%
13 CWM, LLC 8,001 199,000 0.23%
14 Mariner, LLC 8,000 199,000 0.23%
15 VICUS CAPITAL 9,963 248,000 0.29%
16 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,000 249,000 0.29%
17 GENEOS WEALTH MANAGEMENT INC. 13,528 336,000 0.39%
18 NEXT Financial Group, Inc 14,408 358,000 0.41%
19 HighTower Advisors, LLC 15,646 389,000 0.45%
20 AMERIPRISE FINANCIAL INC 16,739 416,000 0.48%
21 FIFTH THIRD BANCORP 17,500 435,000 0.50%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,410 458,000 0.53%
23 ENVESTNET ASSET MANAGEMENT INC 19,721 491,000 0.57%
24 Virtu KCG Holdings LLC 22,642 563,000 0.65%
25 JPMORGAN CHASE & CO 23,900 595,000 0.69%
26 Cambridge Investment Research Advisors, Inc. 26,623 662,000 0.76%
27 STIFEL FINANCIAL CORP 27,600 683,000 0.79%
28 SCOTIA CAPITAL INC. 28,738 715,000 0.82%
29 Dynamic Advisor Solutions LLC 33,791 841,000 0.97%
30 ADVISOR GROUP, INC. 38,731 964,000 1.11%
31 INVESTMENT CENTERS OF AMERICA INC 43,816 1,090,000 1.26%
32 RAYMOND JAMES & ASSOCIATES 44,912 1,117,000 1.29%
33 LPL Financial LLC 57,887 1,400,000 1.61%
34 JANE STREET GROUP, LLC 81,497 2,028,000 2.34%
35 UBS Group AG 84,053 2,091,000 2.41%
36 Cetera Advisor Networks LLC 84,246 2,096,000 2.41%
37 GOLDMAN SACHS GROUP INC 108,508 2,700,000 3.11%
38 RPG INVESTMENT ADVISORY, LLC 126,132 3,137,000 3.61%
39 BANK OF AMERICA CORP /DE/ 146,439 3,644,000 4.20%
40 Freedom Investment Management, Inc. 152,923 3,805,000 4.38%
41 Janney Capital Management LLC 159,227 3,939,000 4.54%
42 MORGAN STANLEY 210,906 5,247,000 6.04%
43 WELLS FARGO & COMPANY/MN 262,835 6,540,000 7.53%
44 QS Investors, LLC 1,544,678 38,432,000 44.26%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.