| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 90,285 | 1,310,000 | 16.08% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 86,147 | 1,250,000 | 15.34% | ||
| 3 | WELLS FARGO & COMPANY/MN | 73,729 | 1,070,000 | 13.13% | ||
| 4 | MORGAN STANLEY | 71,298 | 1,035,000 | 12.70% | ||
| 5 | ROYAL BANK OF CANADA | 39,300 | 570,000 | 7.00% | ||
| 6 | SHUFRO ROSE & CO LLC | 34,000 | 493,000 | 6.05% | ||
| 7 | Harbour Capital Advisors, LLC | 29,900 | 434,000 | 5.33% | ||
| 8 | UBS AG | 26,974 | 391,000 | 4.80% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,158 | 351,000 | 4.31% | ||
| 10 | LPL Financial LLC | 23,151 | 336,000 | 4.12% | ||
| 11 | LUCAS CAPITAL MANAGEMENT | 22,435 | 326,000 | 4.00% | ||
| 12 | Essex Financial Services, Inc. | 15,286 | 222,000 | 2.72% | ||
| 13 | MSI Financial Services Inc | 10,491 | 152,000 | 1.87% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 9,600 | 139,000 | 1.71% | ||
| 15 | Focused Wealth Management, Inc | 1,917 | 28,000 | 0.34% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 1,790 | 26,000 | 0.32% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 800 | 12,000 | 0.15% | ||
| 18 | BARCLAYS PLC | 119 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
