| 1 |
GUGGENHEIM CAPITAL LLC |
286,523 |
4,401,000 |
25.51% |
|
|
| 2 |
ROYAL BANK OF CANADA |
134,735 |
2,070,000 |
12.00% |
|
|
| 3 |
Invesco Ltd. |
96,701 |
1,485,000 |
8.61% |
|
|
| 4 |
Fiera Capital Corp |
84,031 |
1,291,000 |
7.48% |
|
|
| 5 |
MORGAN STANLEY |
77,330 |
1,188,000 |
6.88% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
73,172 |
1,124,000 |
6.51% |
|
|
| 7 |
UBS Group AG |
71,677 |
1,101,000 |
6.38% |
|
|
| 8 |
Horizon Kinetics LLC |
40,273 |
619,000 |
3.59% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
38,363 |
589,000 |
3.41% |
|
|
| 10 |
LPL Financial LLC |
36,480 |
566,000 |
3.28% |
|
|
| 11 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
25,615 |
394,000 |
2.28% |
|
|
| 12 |
SHUFRO ROSE & CO LLC |
25,000 |
384,000 |
2.23% |
|
PRN |
| 13 |
LUCAS CAPITAL MANAGEMENT |
22,435 |
345,000 |
2.00% |
|
|
| 14 |
Raymond James Financial Services Advisors, Inc. |
16,442 |
253,000 |
1.47% |
|
|
| 15 |
SIT INVESTMENT ASSOCIATES INC |
15,800 |
243,000 |
1.41% |
|
|
| 16 |
Essex Financial Services, Inc. |
15,286 |
235,000 |
1.36% |
|
|
| 17 |
Harbour Capital Advisors, LLC |
14,400 |
221,000 |
1.28% |
|
|
| 18 |
Creative Planning |
11,093 |
170,000 |
0.99% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
10,980 |
169,000 |
0.98% |
|
|
| 20 |
Advisory Services Network, LLC |
9,800 |
151,000 |
0.88% |
|
|
| 21 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
7,444 |
114,000 |
0.66% |
|
|
| 22 |
MSI Financial Services Inc |
4,417 |
68,000 |
0.39% |
|
|
| 23 |
Focused Wealth Management, Inc |
1,917 |
29,000 |
0.17% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,486 |
23,000 |
0.13% |
|
|
| 25 |
PNC FINANCIAL SERVICES GROUP, INC. |
800 |
12,000 |
0.07% |
|
|
| 26 |
Joel Isaacson & Co., LLC |
323 |
5,000 |
0.03% |
|
|
| 27 |
Klingman & Associates, LLC |
300 |
5,000 |
0.03% |
|
|
