| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GEODE CAPITAL MANAGEMENT, LLC | 151,821 | 2,095,000 | 14.17% | PRN | |
| 2 | MORGAN STANLEY | 124,459 | 1,718,000 | 11.62% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 123,719 | 1,707,000 | 11.54% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 97,920 | 1,351,000 | 9.14% | ||
| 5 | WELLS FARGO & COMPANY/MN | 85,190 | 1,176,000 | 7.95% | ||
| 6 | ROYAL BANK OF CANADA | 79,336 | 1,095,000 | 7.40% | ||
| 7 | Invesco Ltd. | 72,336 | 998,000 | 6.75% | PRN | |
| 8 | Horizon Kinetics LLC | 40,458 | 558,000 | 3.77% | ||
| 9 | UBS Group AG | 39,718 | 548,000 | 3.71% | ||
| 10 | LPL Financial LLC | 27,449 | 380,000 | 2.57% | ||
| 11 | AQR ARBITRAGE LLC | 26,999 | 373,000 | 2.52% | ||
| 12 | SHUFRO ROSE & CO LLC | 25,000 | 345,000 | 2.33% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,302 | 322,000 | 2.18% | ||
| 14 | LUCAS CAPITAL MANAGEMENT | 22,435 | 310,000 | 2.10% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,039 | 304,000 | 2.06% | ||
| 16 | WESTPORT RESOURCES MANAGEMENT INC | 18,007 | 249,000 | 1.68% | ||
| 17 | Harbour Capital Advisors, LLC | 16,900 | 233,000 | 1.58% | ||
| 18 | Creative Planning | 16,093 | 222,000 | 1.50% | ||
| 19 | Essex Financial Services, Inc. | 15,286 | 211,000 | 1.43% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 13,902 | 192,000 | 1.30% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 10,800 | 150,000 | 1.01% | ||
| 22 | MSI Financial Services Inc | 6,694 | 92,000 | 0.62% | ||
| 23 | Catalyst Capital Advisors LLC | 5,685 | 78,000 | 0.53% | ||
| 24 | SIT INVESTMENT ASSOCIATES INC | 3,400 | 47,000 | 0.32% | ||
| 25 | Focused Wealth Management, Inc | 1,917 | 26,000 | 0.18% | ||
| 26 | Joel Isaacson & Co., LLC | 323 | 4,000 | 0.03% | ||
| 27 | Klingman & Associates, LLC | 300 | 4,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
