| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 181,560 | 2,422,000 | 18.61% | ||
| 2 | MORGAN STANLEY | 159,454 | 2,127,000 | 16.35% | ||
| 3 | ROYAL BANK OF CANADA | 122,121 | 1,629,000 | 12.52% | ||
| 4 | Invesco Ltd. | 79,238 | 1,057,000 | 8.12% | PRN | |
| 5 | WELLS FARGO & COMPANY/MN | 76,620 | 1,022,000 | 7.85% | ||
| 6 | UBS Group AG | 40,645 | 542,000 | 4.17% | ||
| 7 | Horizon Kinetics LLC | 40,458 | 540,000 | 4.15% | ||
| 8 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 36,714 | 490,000 | 3.77% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,007 | 374,000 | 2.87% | ||
| 10 | LPL Financial LLC | 26,949 | 360,000 | 2.77% | ||
| 11 | AQR ARBITRAGE LLC | 26,399 | 352,000 | 2.71% | ||
| 12 | SHUFRO ROSE & CO LLC | 25,000 | 333,000 | 2.56% | ||
| 13 | Virtu KCG Holdings LLC | 22,995 | 307,000 | 2.36% | ||
| 14 | LUCAS CAPITAL MANAGEMENT | 22,435 | 299,000 | 2.30% | ||
| 15 | Harbour Capital Advisors, LLC | 16,900 | 225,000 | 1.73% | ||
| 16 | Essex Financial Services, Inc. | 15,286 | 204,000 | 1.57% | ||
| 17 | CREDIT SUISSE AG/ | 12,265 | 164,000 | 1.26% | ||
| 18 | Creative Planning | 12,093 | 161,000 | 1.24% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 10,800 | 143,000 | 1.10% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 7,867 | 105,000 | 0.81% | ||
| 21 | MSI Financial Services Inc | 5,779 | 77,000 | 0.59% | ||
| 22 | SIT INVESTMENT ASSOCIATES INC | 3,400 | 45,000 | 0.35% | ||
| 23 | Focused Wealth Management, Inc | 1,917 | 26,000 | 0.20% | ||
| 24 | Joel Isaacson & Co., LLC | 323 | 4,000 | 0.03% | ||
| 25 | Klingman & Associates, LLC | 300 | 4,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
