| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 424,736 | 5,636,000 | 25.42% | ||
| 2 | Invesco Ltd. | 117,199 | 1,555,000 | 7.01% | ||
| 3 | Fiera Capital Corp | 112,354 | 1,491,000 | 6.72% | ||
| 4 | ROYAL BANK OF CANADA | 111,435 | 1,479,000 | 6.67% | ||
| 5 | MORGAN STANLEY | 105,678 | 1,402,000 | 6.32% | ||
| 6 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 103,694 | 1,376,000 | 6.21% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 100,604 | 1,335,000 | 6.02% | ||
| 8 | Laurion Capital Management LP | 76,164 | 1,011,000 | 4.56% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 71,028 | 942,000 | 4.25% | ||
| 10 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 60,042 | 797,000 | 3.59% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 41,690 | 553,000 | 2.49% | ||
| 12 | Horizon Kinetics LLC | 38,314 | 508,000 | 2.29% | ||
| 13 | Alpine Global Management, LLC | 31,725 | 421,000 | 1.90% | ||
| 14 | UBS Group AG | 28,827 | 383,000 | 1.73% | ||
| 15 | MARINER INVESTMENT GROUP LLC | 26,616 | 353,000 | 1.59% | ||
| 16 | LUCAS CAPITAL MANAGEMENT | 22,435 | 298,000 | 1.34% | ||
| 17 | DOLIVER ADVISORS, LP | 22,054 | 293,000 | 1.32% | ||
| 18 | Commonwealth Equity Services, Inc | 21,521 | 286,000 | 1.29% | ||
| 19 | Choate Investment Advisors | 20,905 | 277,409 | 1.25% | ||
| 20 | SHUFRO ROSE & CO LLC | 16,800 | 223,000 | 1.01% | ||
| 21 | Weiss Asset Management LP | 16,407 | 218,000 | 0.98% | ||
| 22 | SIT INVESTMENT ASSOCIATES INC | 15,500 | 206,000 | 0.93% | ||
| 23 | Essex Financial Services, Inc. | 15,286 | 203,000 | 0.92% | ||
| 24 | Squarepoint Ops LLC | 13,100 | 174,000 | 0.78% | ||
| 25 | MSI Financial Services Inc | 12,305 | 163,000 | 0.74% | ||
| 26 | Creative Planning | 11,093 | 147,000 | 0.66% | ||
| 27 | LPL Financial LLC | 10,937 | 146,000 | 0.66% | ||
| 28 | FDx Advisors, Inc. | 10,415 | 138,000 | 0.62% | ||
| 29 | WELLS FARGO & COMPANY/MN | 6,545 | 87,000 | 0.39% | ||
| 30 | ADVISOR GROUP, INC. | 2,486 | 33,000 | 0.15% | ||
| 31 | Focused Wealth Management, Inc | 1,917 | 25,000 | 0.11% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 800 | 10,000 | 0.05% | ||
| 33 | NEXT Financial Group, Inc | 450 | 6,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
