| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 202,645 | 2,793,000 | 19.67% | ||
| 2 | MORGAN STANLEY | 141,294 | 1,947,000 | 13.71% | ||
| 3 | ROYAL BANK OF CANADA | 139,221 | 1,918,000 | 13.51% | ||
| 4 | Samson Capital Advisors LLC | 79,531 | 1,096,000 | 7.72% | ||
| 5 | WELLS FARGO & COMPANY/MN | 77,459 | 1,067,000 | 7.52% | ||
| 6 | Invesco Ltd. | 70,689 | 974,000 | 6.86% | ||
| 7 | UBS Group AG | 55,834 | 769,000 | 5.42% | ||
| 8 | Horizon Kinetics LLC | 40,458 | 558,000 | 3.93% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 28,049 | 387,000 | 2.73% | ||
| 10 | SHUFRO ROSE & CO LLC | 25,000 | 344,000 | 2.42% | ||
| 11 | LUCAS CAPITAL MANAGEMENT | 22,435 | 309,000 | 2.18% | ||
| 12 | LPL Financial LLC | 17,449 | 240,000 | 1.69% | ||
| 13 | Harbour Capital Advisors, LLC | 16,511 | 228,000 | 1.61% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 15,800 | 218,000 | 1.54% | ||
| 15 | Essex Financial Services, Inc. | 15,286 | 211,000 | 1.49% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,045 | 207,000 | 1.46% | ||
| 17 | CREDIT SUISSE AG/ | 12,265 | 169,000 | 1.19% | ||
| 18 | Creative Planning | 12,093 | 167,000 | 1.18% | ||
| 19 | AQR ARBITRAGE LLC | 11,928 | 164,000 | 1.16% | ||
| 20 | Commonwealth Equity Services, Inc | 11,799 | 163,000 | 1.15% | ||
| 21 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,444 | 103,000 | 0.73% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 6,867 | 95,000 | 0.67% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 2,629 | 37,000 | 0.26% | ||
| 24 | Focused Wealth Management, Inc | 1,917 | 26,000 | 0.18% | ||
| 25 | Joel Isaacson & Co., LLC | 323 | 4,000 | 0.03% | ||
| 26 | Klingman & Associates, LLC | 300 | 4,000 | 0.03% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
