| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 326,394 | 5,356,000 | 30.13% | ||
| 2 | ROYAL BANK OF CANADA | 133,735 | 2,195,000 | 12.35% | ||
| 3 | Invesco Ltd. | 129,320 | 2,122,000 | 11.94% | ||
| 4 | Fiera Capital Corp | 83,816 | 1,375,000 | 7.74% | ||
| 5 | MORGAN STANLEY | 63,520 | 1,042,000 | 5.86% | ||
| 6 | UBS Group AG | 52,003 | 853,000 | 4.80% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 49,529 | 813,000 | 4.57% | ||
| 8 | Horizon Kinetics LLC | 40,273 | 661,000 | 3.72% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,816 | 423,000 | 2.38% | ||
| 10 | SHUFRO ROSE & CO LLC | 24,500 | 402,000 | 2.26% | PRN | |
| 11 | LUCAS CAPITAL MANAGEMENT | 22,435 | 368,000 | 2.07% | ||
| 12 | SIT INVESTMENT ASSOCIATES INC | 15,800 | 259,000 | 1.46% | ||
| 13 | Essex Financial Services, Inc. | 15,286 | 251,000 | 1.41% | ||
| 14 | LPL Financial LLC | 14,240 | 234,000 | 1.32% | ||
| 15 | Harbour Capital Advisors, LLC | 13,400 | 220,000 | 1.24% | ||
| 16 | Choate Investment Advisors | 12,815 | 210,294 | 1.18% | ||
| 17 | Creative Planning | 11,093 | 182,000 | 1.02% | ||
| 18 | Commonwealth Equity Services, Inc | 11,032 | 181,000 | 1.02% | ||
| 19 | WELLS FARGO & COMPANY/MN | 10,744 | 176,000 | 0.99% | ||
| 20 | Advisory Services Network, LLC | 9,800 | 161,000 | 0.91% | ||
| 21 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,440 | 122,000 | 0.69% | ||
| 22 | MSI Financial Services Inc | 5,433 | 89,000 | 0.50% | ||
| 23 | Focused Wealth Management, Inc | 1,917 | 31,000 | 0.17% | ||
| 24 | ADVISOR GROUP, INC. | 1,486 | 24,000 | 0.14% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 800 | 14,000 | 0.08% | ||
| 26 | Joel Isaacson & Co., LLC | 323 | 5,000 | 0.03% | ||
| 27 | Klingman & Associates, LLC | 300 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
