| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 163,530 | 2,520,000 | 37.89% | ||
| 2 | Invesco Ltd. | 149,967 | 2,311,000 | 34.75% | ||
| 3 | MORGAN STANLEY | 40,215 | 619,000 | 9.31% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 24,903 | 384,000 | 5.77% | ||
| 5 | WELLS FARGO & COMPANY/MN | 20,119 | 310,000 | 4.66% | ||
| 6 | INVESTMENT CENTERS OF AMERICA INC | 14,350 | 221,000 | 3.32% | ||
| 7 | LPL Financial LLC | 11,456 | 177,000 | 2.66% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 6,594 | 102,000 | 1.53% | ||
| 9 | Ground Swell Capital, LLC | 400 | 6,000 | 0.09% | ||
| 10 | Tower Research Capital LLC (TRC) | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
