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NEUBERGER BERMAN CA INT M
NEUBERGER BERMAN CA INT M. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 11 Institutional holders with a total value of $6,616,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 212,074 3,157,000 47.72%
2 UBS Group AG 78,336 1,166,000 17.62%
3 MORGAN STANLEY 45,484 677,000 10.23%
4 Intersect Capital LLC 35,836 533,000 8.06%
5 WELLS FARGO & COMPANY/MN 21,195 315,000 4.76%
6 INVESTMENT CENTERS OF AMERICA INC 14,350 214,000 3.23%
7 GUGGENHEIM CAPITAL LLC 11,608 173,000 2.61%
8 BANK OF AMERICA CORP /DE/ 11,506 171,000 2.58%
9 LPL Financial LLC 11,456 168,000 2.54%
10 WOLVERINE ASSET MANAGEMENT LLC 2,880 42,000 0.63%
11 Tower Research Capital LLC (TRC) 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.