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NEUBERGER BERMAN CA INT M
NEUBERGER BERMAN CA INT M. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 11 Institutional holders with a total value of $6,539,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 197,904 2,889,000 44.18%
2 UBS Group AG 70,557 1,030,000 15.75%
3 MORGAN STANLEY 36,160 528,000 8.07%
4 Intersect Capital LLC 35,836 523,000 8.00%
5 GUGGENHEIM CAPITAL LLC 24,190 353,000 5.40%
6 WELLS FARGO & COMPANY/MN 22,886 334,000 5.11%
7 WOLVERINE ASSET MANAGEMENT LLC 18,126 264,000 4.04%
8 INVESTMENT CENTERS OF AMERICA INC 14,350 209,000 3.20%
9 LPL Financial LLC 14,111 206,000 3.15%
10 BANK OF AMERICA CORP /DE/ 11,794 172,000 2.63%
11 Creative Planning 2,156 31,000 0.47%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.