| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 212,057 | 3,340,000 | 41.70% | ||
| 2 | UBS Group AG | 81,030 | 1,277,000 | 15.94% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 66,568 | 1,055,000 | 13.17% | ||
| 4 | MORGAN STANLEY | 38,611 | 608,000 | 7.59% | ||
| 5 | Intersect Capital LLC | 28,836 | 454,000 | 5.67% | ||
| 6 | LPL Financial LLC | 28,520 | 451,000 | 5.63% | ||
| 7 | WELLS FARGO & COMPANY/MN | 23,209 | 366,000 | 4.57% | ||
| 8 | INVESTMENT CENTERS OF AMERICA INC | 14,350 | 226,000 | 2.82% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 11,795 | 186,000 | 2.32% | ||
| 10 | IFP ADVISORS, INC | 2,000 | 32,000 | 0.40% | ||
| 11 | D.A. DAVIDSON & CO. | 814 | 12,000 | 0.15% | ||
| 12 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
