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NEUBERGER BERMAN CA INT M
NEUBERGER BERMAN CA INT M. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 11 Institutional holders with a total value of $7,906,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 223,610 3,549,000 44.89%
2 UBS Group AG 101,628 1,613,000 20.40%
3 MORGAN STANLEY 53,146 844,000 10.68%
4 Intersect Capital LLC 38,336 630,000 7.97%
5 WELLS FARGO & COMPANY/MN 21,195 336,000 4.25%
6 GUGGENHEIM CAPITAL LLC 19,354 308,000 3.90%
7 INVESTMENT CENTERS OF AMERICA INC 14,350 228,000 2.88%
8 LPL Financial LLC 11,456 182,000 2.30%
9 BANK OF AMERICA CORP /DE/ 11,506 182,000 2.30%
10 Creative Planning 2,156 34,000 0.43%
11 Tower Research Capital LLC (TRC) 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.