| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 217,444 | 3,560,000 | 36.42% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 83,523 | 1,378,000 | 14.10% | ||
| 3 | UBS Group AG | 75,258 | 1,232,000 | 12.60% | ||
| 4 | MORGAN STANLEY | 64,958 | 1,064,000 | 10.89% | ||
| 5 | Intersect Capital LLC | 51,672 | 846,000 | 8.66% | ||
| 6 | LPL Financial LLC | 28,322 | 464,000 | 4.75% | ||
| 7 | WELLS FARGO & COMPANY/MN | 23,007 | 377,000 | 3.86% | ||
| 8 | INVESTMENT CENTERS OF AMERICA INC | 14,350 | 235,000 | 2.40% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 12,202 | 200,000 | 2.05% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 12,187 | 200,000 | 2.05% | ||
| 11 | WEALTHSOURCE PARTNERS, LLC | 10,000 | 164,000 | 1.68% | ||
| 12 | IFP ADVISORS, INC | 2,000 | 33,000 | 0.34% | ||
| 13 | D.A. DAVIDSON & CO. | 814 | 13,000 | 0.13% | ||
| 14 | Tower Research Capital LLC (TRC) | 509 | 8,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
