| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 271,337 | 4,602,000 | 40.81% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 145,913 | 2,467,000 | 21.88% | ||
| 3 | UBS Group AG | 62,309 | 1,056,000 | 9.37% | ||
| 4 | MORGAN STANLEY | 60,231 | 1,021,000 | 9.05% | ||
| 5 | LPL Financial LLC | 38,907 | 641,000 | 5.68% | ||
| 6 | Intersect Capital LLC | 23,569 | 400,000 | 3.55% | ||
| 7 | WELLS FARGO & COMPANY/MN | 21,995 | 373,000 | 3.31% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 15,112 | 256,000 | 2.27% | ||
| 9 | INVESTMENT CENTERS OF AMERICA INC | 14,350 | 243,000 | 2.16% | ||
| 10 | Perigon Wealth Management, LLC | 10,000 | 170,000 | 1.51% | ||
| 11 | IFP ADVISORS, INC | 2,000 | 34,000 | 0.30% | ||
| 12 | D.A. DAVIDSON & CO. | 814 | 13,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
