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NEUBERGER BERMAN CA INT M
NEUBERGER BERMAN CA INT M. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 10 Institutional holders with a total value of $6,706,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 178,366 2,718,000 40.53%
2 UBS AG 137,487 2,095,000 31.24%
3 MORGAN STANLEY 47,914 730,000 10.89%
4 GUGGENHEIM CAPITAL LLC 23,378 354,000 5.28%
5 WELLS FARGO & COMPANY/MN 20,119 307,000 4.58%
6 INVESTMENT CENTERS OF AMERICA INC 14,350 218,000 3.25%
7 LPL Financial LLC 11,456 175,000 2.61%
8 BANK OF AMERICA CORP /DE/ 6,678 102,000 1.52%
9 Ground Swell Capital, LLC 435 7,000 0.10%
10 Tower Research Capital LLC (TRC) 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.