| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 2 | 0 | 0.00% | ||
| 2 | Creative Planning | 2,156 | 34,000 | 0.43% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 11,506 | 182,000 | 2.30% | ||
| 4 | LPL Financial LLC | 11,456 | 182,000 | 2.30% | ||
| 5 | INVESTMENT CENTERS OF AMERICA INC | 14,350 | 228,000 | 2.88% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 19,354 | 308,000 | 3.90% | ||
| 7 | WELLS FARGO & COMPANY/MN | 21,195 | 336,000 | 4.25% | ||
| 8 | Intersect Capital LLC | 38,336 | 630,000 | 7.97% | ||
| 9 | MORGAN STANLEY | 53,146 | 844,000 | 10.68% | ||
| 10 | UBS Group AG | 101,628 | 1,613,000 | 20.40% | ||
| 11 | Invesco Ltd. | 223,610 | 3,549,000 | 44.89% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
