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NEUBERGER BERMAN CA INT M
NEUBERGER BERMAN CA INT M. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 13 Institutional holders with a total value of $10,216,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 100 2,000 0.02%
2 D.A. DAVIDSON & CO. 814 13,000 0.13%
3 IFP ADVISORS, INC 2,000 33,000 0.32%
4 WEALTHSOURCE PARTNERS, LLC 10,000 163,000 1.60%
5 INVESTMENT CENTERS OF AMERICA INC 14,350 233,000 2.28%
6 BANK OF AMERICA CORP /DE/ 16,012 261,000 2.55%
7 WELLS FARGO & COMPANY/MN 22,235 362,000 3.54%
8 LPL Financial LLC 26,057 429,000 4.20%
9 Intersect Capital LLC 51,672 840,000 8.22%
10 MORGAN STANLEY 59,458 967,000 9.47%
11 UBS Group AG 68,768 1,118,000 10.94%
12 GUGGENHEIM CAPITAL LLC 107,050 1,741,000 17.04%
13 Invesco Ltd. 249,329 4,054,000 39.68%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.