| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 133,325 | 1,230,000 | 20.77% | ||
| 2 | LPL Financial LLC | 98,580 | 911,000 | 15.38% | ||
| 3 | MORGAN STANLEY | 70,814 | 653,000 | 11.03% | ||
| 4 | WELLS FARGO & COMPANY/MN | 48,469 | 448,000 | 7.57% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,201 | 371,000 | 6.26% | ||
| 6 | NATIONAL PLANNING CORP | 38,045 | 353,000 | 5.96% | ||
| 7 | SUNTRUST BANKS INC | 33,145 | 305,000 | 5.15% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 31,302 | 289,000 | 4.88% | ||
| 9 | CITIGROUP INC | 28,846 | 267,000 | 4.51% | ||
| 10 | Virtu KCG Holdings LLC | 23,010 | 212,000 | 3.58% | ||
| 11 | Cambridge Investment Research Advisors, Inc. | 18,910 | 175,000 | 2.96% | ||
| 12 | HighTower Advisors, LLC | 18,073 | 167,000 | 2.82% | ||
| 13 | OPPENHEIMER & CO INC | 15,878 | 147,000 | 2.48% | ||
| 14 | Commonwealth Equity Services, Inc | 11,206 | 103,000 | 1.74% | ||
| 15 | Private Wealth Partners, LLC | 10,500 | 97,000 | 1.64% | ||
| 16 | Creative Planning | 7,936 | 73,000 | 1.23% | ||
| 17 | ROYAL BANK OF CANADA | 5,807 | 54,000 | 0.91% | ||
| 18 | UBS AG | 4,847 | 45,000 | 0.76% | ||
| 19 | D.A. DAVIDSON & CO. | 1,000 | 9,000 | 0.15% | ||
| 20 | Transamerica Financial Advisors, LLC | 500 | 5,000 | 0.08% | ||
| 21 | REILLY FINANCIAL ADVISORS, LLC | 556 | 5,000 | 0.08% | ||
| 22 | MSI Financial Services Inc | 305 | 3,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
