| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 199,417 | 1,958,000 | 27.48% | ||
| 2 | LPL Financial LLC | 102,665 | 1,012,000 | 14.20% | ||
| 3 | MORGAN STANLEY | 54,364 | 534,000 | 7.49% | ||
| 4 | SUNTRUST BANKS INC | 53,145 | 521,000 | 7.31% | ||
| 5 | WELLS FARGO & COMPANY/MN | 43,163 | 423,000 | 5.94% | ||
| 6 | CITIGROUP INC | 41,922 | 412,000 | 5.78% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,613 | 389,000 | 5.46% | ||
| 8 | Virtu KCG Holdings LLC | 39,041 | 383,000 | 5.37% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 34,529 | 339,000 | 4.76% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 30,505 | 300,000 | 4.21% | ||
| 11 | OPPENHEIMER & CO INC | 16,408 | 161,000 | 2.26% | ||
| 12 | Private Wealth Partners, LLC | 13,000 | 128,000 | 1.80% | ||
| 13 | HighTower Advisors, LLC | 12,823 | 126,000 | 1.77% | ||
| 14 | Commonwealth Equity Services, Inc | 12,206 | 120,000 | 1.68% | ||
| 15 | Creative Planning | 7,936 | 78,000 | 1.09% | ||
| 16 | Allworth Financial LP | 7,495 | 74,000 | 1.04% | ||
| 17 | INTEGRATED WEALTH MANAGEMENT | 7,260 | 71,000 | 1.00% | ||
| 18 | ROYAL BANK OF CANADA | 5,807 | 57,000 | 0.80% | ||
| 19 | US BANCORP \DE\ | 2,400 | 24,000 | 0.34% | ||
| 20 | D.A. DAVIDSON & CO. | 1,000 | 9,000 | 0.13% | ||
| 21 | Transamerica Financial Advisors, LLC | 300 | 3,000 | 0.04% | ||
| 22 | MSI Financial Services Inc | 328 | 3,000 | 0.04% | ||
| 23 | UBS Group AG | 69 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
