| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 583,868 | 6,247,000 | 47.48% | ||
| 2 | MORGAN STANLEY | 130,939 | 1,399,000 | 10.63% | ||
| 3 | LPL Financial LLC | 93,630 | 1,002,000 | 7.62% | ||
| 4 | CITIGROUP INC | 82,537 | 883,000 | 6.71% | ||
| 5 | Commonwealth Equity Services, Inc | 56,950 | 609,000 | 4.63% | ||
| 6 | SUNTRUST BANKS INC | 53,145 | 568,000 | 4.32% | ||
| 7 | WELLS FARGO & COMPANY/MN | 46,183 | 494,000 | 3.75% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 41,518 | 444,000 | 3.37% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 34,799 | 372,000 | 2.83% | ||
| 10 | UBS Group AG | 16,317 | 175,000 | 1.33% | ||
| 11 | ROYAL BANK OF CANADA | 15,902 | 170,000 | 1.29% | ||
| 12 | OPPENHEIMER & CO INC | 13,762 | 147,000 | 1.12% | ||
| 13 | HighTower Advisors, LLC | 13,700 | 145,000 | 1.10% | ||
| 14 | Cambridge Investment Research Advisors, Inc. | 12,662 | 135,000 | 1.03% | ||
| 15 | IFP ADVISORS, INC | 10,879 | 116,000 | 0.88% | ||
| 16 | Creative Planning | 10,886 | 116,000 | 0.88% | ||
| 17 | Allworth Financial LP | 7,495 | 80,000 | 0.61% | ||
| 18 | INTEGRATED WEALTH MANAGEMENT | 3,330 | 36,000 | 0.27% | ||
| 19 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.08% | ||
| 20 | MSI Financial Services Inc | 625 | 7,000 | 0.05% | ||
| 21 | ADVISOR GROUP, INC. | 161 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
