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PIMCO CALIF MUN INCOME FD II
PIMCO CALIF MUN INCOME FD II. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 22 Institutional holders with a total value of $6,919,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 210,043 1,964,000 28.39%
2 LPL Financial LLC 94,924 902,000 13.04%
3 SUNTRUST BANKS INC 53,145 496,000 7.17%
4 MORGAN STANLEY 48,869 457,000 6.61%
5 WELLS FARGO & COMPANY/MN 47,263 442,000 6.39%
6 CITIGROUP INC 47,175 441,000 6.37%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 39,764 372,000 5.38%
8 CITY NATIONAL BANK 38,580 360,000 5.20%
9 Cambridge Investment Research Advisors, Inc. 38,282 358,000 5.17%
10 BANK OF AMERICA CORP /DE/ 25,689 240,000 3.47%
11 OPPENHEIMER & CO INC 16,673 156,000 2.25%
12 HighTower Advisors, LLC 13,632 127,000 1.84%
13 Private Wealth Partners, LLC 13,000 122,000 1.76%
14 Fort Point Capital Partners LLC 12,354 116,000 1.68%
15 Commonwealth Equity Services, Inc 12,206 114,000 1.65%
16 Allworth Financial LP 7,495 70,000 1.01%
17 INTEGRATED WEALTH MANAGEMENT 7,260 68,000 0.98%
18 ROYAL BANK OF CANADA 6,007 56,000 0.81%
19 UBS Group AG 4,743 45,000 0.65%
20 D.A. DAVIDSON & CO. 1,000 9,000 0.13%
21 MSI Financial Services Inc 328 3,000 0.04%
22 Tower Research Capital LLC (TRC) 56 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.