| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 314,697 | 3,012,000 | 36.43% | ||
| 2 | LPL Financial LLC | 86,445 | 833,000 | 10.08% | ||
| 3 | SUNTRUST BANKS INC | 53,145 | 509,000 | 6.16% | ||
| 4 | Cambridge Investment Research Advisors, Inc. | 50,557 | 485,000 | 5.87% | ||
| 5 | CITIGROUP INC | 48,586 | 465,000 | 5.62% | ||
| 6 | MORGAN STANLEY | 44,114 | 423,000 | 5.12% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,925 | 383,000 | 4.63% | ||
| 8 | CITY NATIONAL BANK | 38,580 | 370,000 | 4.48% | ||
| 9 | WELLS FARGO & COMPANY/MN | 37,617 | 361,000 | 4.37% | ||
| 10 | Laurion Capital Management LP | 29,682 | 284,000 | 3.44% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 21,977 | 211,000 | 2.55% | ||
| 12 | OPPENHEIMER & CO INC | 15,879 | 152,000 | 1.84% | ||
| 13 | HighTower Advisors, LLC | 13,646 | 130,000 | 1.57% | ||
| 14 | Private Wealth Partners, LLC | 13,000 | 125,000 | 1.51% | ||
| 15 | Fort Point Capital Partners LLC | 12,354 | 118,000 | 1.43% | ||
| 16 | Commonwealth Equity Services, Inc | 12,221 | 117,000 | 1.42% | ||
| 17 | Creative Planning | 7,936 | 76,000 | 0.92% | ||
| 18 | Allworth Financial LP | 7,495 | 72,000 | 0.87% | ||
| 19 | INTEGRATED WEALTH MANAGEMENT | 7,260 | 70,000 | 0.85% | ||
| 20 | ROYAL BANK OF CANADA | 6,007 | 58,000 | 0.70% | ||
| 21 | D.A. DAVIDSON & CO. | 1,000 | 9,000 | 0.11% | ||
| 22 | MSI Financial Services Inc | 328 | 3,000 | 0.04% | ||
| 23 | NORTHERN TRUST CORP | 10,059 | 1,000 | 0.01% | ||
| 24 | UBS Group AG | 5 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
