| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 149,507 | 1,421,000 | 22.38% | ||
| 2 | LPL Financial LLC | 96,561 | 918,000 | 14.46% | ||
| 3 | MORGAN STANLEY | 53,114 | 505,000 | 7.95% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,369 | 384,000 | 6.05% | ||
| 5 | WELLS FARGO & COMPANY/MN | 39,136 | 373,000 | 5.87% | ||
| 6 | NATIONAL PLANNING CORP | 38,045 | 370,558 | 5.84% | ||
| 7 | CITIGROUP INC | 37,050 | 353,000 | 5.56% | ||
| 8 | SUNTRUST BANKS INC | 33,145 | 315,000 | 4.96% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 31,983 | 304,000 | 4.79% | ||
| 10 | Cambridge Investment Research Advisors, Inc. | 26,985 | 257,000 | 4.05% | ||
| 11 | SG Americas Securities, LLC | 20,947 | 199,000 | 3.13% | ||
| 12 | OPPENHEIMER & CO INC | 16,145 | 154,000 | 2.43% | ||
| 13 | Private Wealth Partners, LLC | 13,500 | 128,000 | 2.02% | ||
| 14 | Virtu KCG Holdings LLC | 13,496 | 128,000 | 2.02% | ||
| 15 | HighTower Advisors, LLC | 12,823 | 122,000 | 1.92% | ||
| 16 | Commonwealth Equity Services, Inc | 12,206 | 116,000 | 1.83% | ||
| 17 | Creative Planning | 7,936 | 75,000 | 1.18% | ||
| 18 | Allworth Financial LP | 7,495 | 71,000 | 1.12% | ||
| 19 | ROYAL BANK OF CANADA | 5,807 | 55,000 | 0.87% | ||
| 20 | UBS Group AG | 2,788 | 26,000 | 0.41% | ||
| 21 | US BANCORP \DE\ | 2,400 | 23,000 | 0.36% | ||
| 22 | B. Riley Wealth Advisors, Inc. | 2,070 | 20,000 | 0.31% | ||
| 23 | Stratos Wealth Partners, LTD. | 1,679 | 15,967 | 0.25% | ||
| 24 | D.A. DAVIDSON & CO. | 1,000 | 9,000 | 0.14% | ||
| 25 | Transamerica Financial Advisors, LLC | 400 | 4,000 | 0.06% | ||
| 26 | MSI Financial Services Inc | 305 | 3,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
