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PIMCO CALIF MUN INCOME FD II
PIMCO CALIF MUN INCOME FD II. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $14,034,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 487,237 5,199,000 37.05%
2 LPL Financial LLC 199,091 2,164,000 15.42%
3 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 101,955 1,089,000 7.76%
4 Cambridge Investment Research Advisors, Inc. 75,877 811,000 5.78%
5 CITIGROUP INC 57,936 618,000 4.40%
6 SUNTRUST BANKS INC 53,145 567,000 4.04%
7 WELLS FARGO & COMPANY/MN 51,355 549,000 3.91%
8 Commonwealth Equity Services, Inc 46,876 501,000 3.57%
9 MORGAN STANLEY 41,418 443,000 3.16%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,735 435,000 3.10%
11 BANK OF AMERICA CORP /DE/ 27,500 294,000 2.09%
12 ROYAL BANK OF CANADA 25,297 270,000 1.92%
13 IFP ADVISORS, INC 16,629 178,000 1.27%
14 OPPENHEIMER & CO INC 16,394 175,000 1.25%
15 HighTower Advisors, LLC 13,675 145,000 1.03%
16 Private Wealth Partners, LLC 13,000 139,000 0.99%
17 Fort Point Capital Partners LLC 12,354 132,000 0.94%
18 UBS Group AG 9,138 98,000 0.70%
19 Creative Planning 7,936 85,000 0.61%
20 Allworth Financial LP 7,495 80,000 0.57%
21 INTEGRATED WEALTH MANAGEMENT 3,330 36,000 0.26%
22 D.A. DAVIDSON & CO. 1,000 10,000 0.07%
23 MSI Financial Services Inc 930 10,000 0.07%
24 Tower Research Capital LLC (TRC) 518 6,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.