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PIMCO CALIF MUN INCOME FD II
PIMCO CALIF MUN INCOME FD II. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 27 Institutional holders with a total value of $13,211,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 450,633 4,480,000 33.91%
2 LPL Financial LLC 192,036 1,928,000 14.59%
3 Laurion Capital Management LP 72,698 723,000 5.47%
4 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 71,370 709,000 5.37%
5 Cambridge Investment Research Advisors, Inc. 64,671 643,000 4.87%
6 CITIGROUP INC 56,786 564,000 4.27%
7 WELLS FARGO & COMPANY/MN 54,133 538,000 4.07%
8 SUNTRUST BANKS INC 53,145 528,000 4.00%
9 ROYAL BANK OF CANADA 44,587 444,000 3.36%
10 MORGAN STANLEY 41,284 411,000 3.11%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,081 398,000 3.01%
12 NATIONAL PLANNING CORP 36,805 375,000 2.84%
13 BANK OF AMERICA CORP /DE/ 23,476 233,000 1.76%
14 Squarepoint Ops LLC 19,826 197,000 1.49%
15 OPPENHEIMER & CO INC 16,139 160,000 1.21%
16 HighTower Advisors, LLC 13,661 136,000 1.03%
17 Private Wealth Partners, LLC 13,000 129,000 0.98%
18 Commonwealth Equity Services, Inc 12,377 123,000 0.93%
19 Fort Point Capital Partners LLC 12,354 123,000 0.93%
20 UBS Group AG 9,909 99,000 0.75%
21 Creative Planning 7,936 79,000 0.60%
22 Allworth Financial LP 7,495 74,000 0.56%
23 IFP ADVISORS, INC 6,603 66,000 0.50%
24 INTEGRATED WEALTH MANAGEMENT 3,330 33,000 0.25%
25 D.A. DAVIDSON & CO. 1,000 9,000 0.07%
26 MSI Financial Services Inc 930 9,000 0.07%
27 Tower Research Capital LLC (TRC) 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.