| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 186,170 | 2,177,000 | 33.08% | ||
| 2 | Horizon Kinetics LLC | 128,846 | 1,507,000 | 22.90% | ||
| 3 | Invesco Ltd. | 91,003 | 1,065,000 | 16.18% | ||
| 4 | UBS AG | 56,850 | 665,000 | 10.10% | ||
| 5 | GOLDMAN SACHS GROUP INC | 21,100 | 247,000 | 3.75% | ||
| 6 | Commonwealth Equity Services, Inc | 20,240 | 237,000 | 3.60% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 19,184 | 224,000 | 3.40% | ||
| 8 | CREDIT SUISSE AG/ | 15,500 | 181,000 | 2.75% | ||
| 9 | MORGAN STANLEY | 9,208 | 108,000 | 1.64% | ||
| 10 | WELLS FARGO & COMPANY/MN | 7,524 | 88,000 | 1.34% | ||
| 11 | ROYAL BANK OF CANADA | 4,690 | 55,000 | 0.84% | ||
| 12 | Focused Wealth Management, Inc | 1,050 | 12,000 | 0.18% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 536 | 6,000 | 0.09% | ||
| 14 | CITIGROUP INC | 472 | 6,000 | 0.09% | ||
| 15 | ALLIANCEBERNSTEIN L.P. | 167 | 2,000 | 0.03% | ||
| 16 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
